ICAEW – CASS 5 audits: insights and hot topics

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Start date/time:
04/10/2023 10:00 am
End date/time:
04/10/2023 11:30 am

Join Partner John Needham, the ICAEW, and the Financial Services Faculty for a webinar at 10am on Wednesday 4 October.

This webinar will provide helpful insights on hot topics specifically focused on CASS 5 insurance intermediary firms. The session will help those preparing for their CASS 5 audits, and for pro-active reflection on whether challenges being faced across the industry are being appropriately considered at insurance brokers.

Key benefits:

  • FCA introduction and areas of focus for 2023
  • Top 10 findings arising from recent CASS 5 audits
  • A deep dive into Insurer Terms of Business Agreements and Risk Transfer matters
  • How we think about IT related risk and approach to standard market systems
  • An introduction to CASS 8 Mandates and where this can arise in insurance brokers